2011 RIA Compliance Calendar Is Available For Free On Advisors4Advisors Hot

0.0 (0)
Write Review

The 2011 RIA Compliance Calendar provides Investment Advisor Representatives with a comprehensive list of 53 compliance activities--deadline-sensitive as well as tasks that have no firm deadlines but should be be attended to annually.


The RIA Compliance Calendar is assembled by AdvisorAssist, which provides regulatory compliance conuslting services as well as initial guidance and ongoing support to registered investment advisors and those seeking independence.


The RIA Compliance Calendar is part of the Rewards program on Advisors4Advisors. After filling in your profile or rating a an advisor software application on Advisors4Advisors, you get Rewards points that can be used to download the 2011 Compliance Calendar for free. 


Members of Advisors4Advisors can download the 2011 RIA Compliance Calendar by signing in and clicking on on the Rewards tab.


If you're not a member of Advisors4Advisors, please join.


User reviews

There are no user reviews for this listing.
Already have an account? or Create an account