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  • $376,000 Arbitration Loss Opens Rare Window Into the Ken Fisher "Method"

  • A Quarter Of All "Fiduciaries" Are Still Not Capitalizing On That Fact

  • AARP Joins Fiduciary Debate Alongside CFP Board, Financial Planning Association, And Other Consumer And Professonal Associations To Oppose Broker/Dealers And SIFMA

  • Accused By State Securities Regulators Of Falesly Advertising He Acted As A Fiduciary, Illinois Advisor Says He’s Done Nothing Wrong

  • Advisor Products Partners With Keebler & Associates To Provide Estate And Income Tax Content Advisors Can Repurpose For Blogs, Social Media, And Webinars

  • Advisor's Press Release Exposes How The Split Between FPA And Broker/Dealers Now Plays A Pivotal Role In The Development Of The Profession

  • Advisors Tout Fiduciary Role As Top Reason Their Clients Choose To Work With Them, TDAmeritrade Discovers

  • After Three-Year Legal Battle With fi360, Don Trone Is Back With A New Designation For Investment Fiduciaries

  • Another Advisor Claiming To Be A Fiduciary Accused Of Defrauding Investors

  • Another Bad Turn In The Tragic Saga Of Matt Hutcheson, Onetime Spokesman For Fiduciaries

  • Are Brokers Fiduciaries, Even Though They Accept Commissions? Yes, Says Financial Advice Ethics Expert Ron Rhoades

  • Are Financial Advisors Who “Expose” Activities Of Bad Advisors Really Just Self-Interested Jerks?

  • Are Registered Reps Capable Of Acting In A Fiduciary Manner?

  • Authenticity Is Key To Success For Advisors Using Social Media, Giving Fiduciaries A Natural Edge

  • Bankers Making An End Run On Ownership Of The "Fiduciary" Designation And Brand

  • Being A Fiduciary Is Paying Better

  • Brokerage, Insurance Groups Eager To "Help" The Labor Department Rewrite The Fiduciary Rules

  • Business As Usual Cost Merrill Lynch Advisor A Pro Baseball Client

  • Can Google Regulate Financial Advisors?

  • CFA Institute Creates List Of Integrity Standards On 50th Anniversary Of Its Code Of Conduct

  • CFP Board Campaigns Against Advisor Rip-Offs Even As Its Rules Largely Exempt CFPs From Acting As Fiduciaries

  • CFP Board Lambasted In Wall Street Journal; WSJ Blogger And Practitioner Allan Roth Questions Whether CFP Board Deserves To Be Trusted

  • CFP Board Responds To Questions About NAPFA's Decision To Require CFP For Membership, But Continues To Ignore Questions About Its Consumer Disclosures For CFPs Affiliated With A BD And Acting As Fiduciary

  • Clients Need Greater Disclosure And Clear Language In Choosing Advisors

  • Congressional Pressure Is Building For Fiduciary Redefinition

  • Consulting Group Sees New Fiduciary Rule Ending The Existing Sales-Based Model

  • Cost-Effectiveness May Derail DOL's Expanded Application Of "Fiduciary"

  • Does Advising On IRAs Make You A Fiduciary And Can A Computer Model Absolve You Of Your Fiduciary Responsibility?

  • Does CFP Board’s Suggested Disclosure For Form ADV Mislead Consumers About Whether Their Advisor Is A Fiduciary?

  • Don Trone Weighs In On Whether CFPs Who Work For Broker/Dealers Can Adhere to CFP Board’s Fiduciary Standard

  • Don't Expect A Unified Fiduciary Standard Before The Third Quarter, SEC Says

  • Download A Free Digital Asset Inventory Questionnaire For To Help Clients With Estate Planning For Digital Assets

  • Eight Days And Still Waiting For An Answer From CFP Board About Whether It Is Misleading Consumers; A Life Lesson For Advisors About The Power Of Blogging

  • Fiduciaries In Focus With New Think Tank, Academic Advisory SRO

  • Fiduciary Capacity Isn't A Term That Only Applies To You; It May Also Apply To Your Clients

  • Financial Planners Still Lobbying For The Fiduciary Standard

  • Financial Planning Coalition Calls On New SEC Chair To Focus On Fiduciary, Increase Oversight Of Investment Advisers

  • Financial Planning Coalition Delivers 5,000 Signatures In Favor Of Universal Fiduciary Standard

  • Financial Planning Coalition, Taking On Wall Street And The SEC, In A David Versus Goliath Battle On The Fiduciary Standard

  • Financial Services Institute Goes Head To Head With Financial Planning Coalition Over Fiduciary Standard

  • Financial Services Institute Holds Its Annual Meeting, Highlighting Its Growth As Financial Planning Association Struggles

  • FINRA Opens Comment Period On Compensation Disclosure Rule That Would Include Disclosing Signing Bonuses To Clients

  • For CFPs To Be Regarded And Regulated As Professionals, Financial Planning Coalition Must Build Bridges, Not Walls; CFP Alignment With CFAs, CPAs, CPWAs Is In Consumers’ Best Interest

  • For Independent Advisors, A Major Trend In Marketing Is Coming Your Way And It Is Called Likeonomics

  • Former SEC Chiefs "Embrace" Fiduciary Standard For Brokers, But Differ On Specifics

  • Guest Post: CFP Board Responds To Wall Street Journal Blogger Who Accused It Of Not Enforcing Fiduciary Standard; Says Incident In Which A CFP Allegedly Charged Client 5.29% Annually Occurred Before Fiduciary Standard Was Imposed

  • Guest Post: Robert Powell On The Spokesman For The Fiduciary Movement Who Is Now Accused Of Diverting Retirement Plan Assets To His Own Personal Accounts

  • How Seriously Do You Take Fiduciary Duty?

  • How Small Are The Retirement Accounts LIMRA Says Its Advisors Need?

  • JP Morgan Chase Mutual Fund Sales Scandal Shows SEC Is A Joke At Investor Protection: RIAs Should Rise Up Against The SEC And Be Advocates For Investors

  • Labor Department Sticks To Its Guns On ERISA Fiduciary Rules

  • Make It Real: A Guide To Tapping The Power Of Doing The Right Thing

  • Mark Spangler Indicted On 23 Counts Of Fraud And Money Laundering; Government Seeks $41.7 Million

  • Marketing The Fiduciary Advantage Against The "Uniform Standard" Fracas

  • Mary Schapiro Still Committed To Universal Fiduciary Standard, Warns On SEC Funding Issues

  • Massachusetts Calls On SEC To Prohibit RIAs From Using Mandatory Arbitration Clauses, Saying It Is "Troubling," Widespread And Not Consistent With Fiduciary Practice

  • More Comment Time Needed For Fiduciary Redefinition

  • Morgan Stanley Reps Accelerating Shift To Fee Business Ahead Of Fiduciary Rules

  • Most Investors Don't Understand Differences Between Fiduciary and Suitability Standards

  • New Rules For Independent Advisors In UK To Kick In January; UK Rules Prohibiingt Commissions For Independents May Offer Ideas For Solving The Fiduciary Debate In U.S.

  • Noted Fiduciary Advocate Now Under Investigation After Bounced Checks, Client Complaints

  • NPR Reports On “The Personal Finance Industrial Complex” And Says The Only Person You Should Trust With Your Money Is Yourself

  • Partnering, Merging, Succession, And Other Business Deals--Including Serving Clients; Making All Your Work With People More Fulfilling And Successful

  • Retirement Income Industry Association To Answer Your Questions About Its Ties To Product Manufacturers And Whether It Is Adding To Designation Proliferation

  • RIAs Don’t Seem To Care Very Much About The Regulatory Debate; Reaction To Last Week’s FINRA-SRO News Was Muted

  • Ric Edelman, One Of Top Financial Advisors Of All-Time, Says He’s Been Alienated By The Financial Planning Association, Which Tells You Something's Very Wrong With The FPA

  • Schwab's Forced Arbitration Clause: A Leader Among Fiduciaries Says Custodians Imposing Arbitration Triggers An Obligation Of Disclosure On RIAs

  • SEC Cracks Down On San Diego Fee-Only Planner For Alleged Kickbacks

  • SEC Extends For Two Years Principal Trading Rule For Non-Discretionary Accounts

  • See HighTower's "Brokers Are Butchers" Viral Video For Yourself

  • Shoot The Fiduciary Messenger? Or Use The Debate To Spark Propitious Thinking...

  • Should Fiduciaries Criticize Wall Street In Their Marketing Brochure?

  • SIFMA Suggests The Labor Department Rethink Its Fiduciary Rules

  • Summarizing The Current Position Of Stakeholders In Decision On Naming FINRA To Oversee RIAs

  • Tamarac Is Tainted By Spangler Scandal, But Could It Be Hurt Financially?

  • Tenth Circuit Court Of Appeals Exempts "Loss Leader" Advice From Fiduciary Rules

  • The Battle Between SIFMA And The Institute For The Fiduciary Standard Heats Up

  • The DOL And Your Fees

  • The fi360 Versus Don Trone Legal Dispute: Should Advisors Just "Move On" And Forget About It?

  • The Insurance Industry Doesn’t Know Fee-Only Fiduciaries Exist; Observations And Attendee Reaction To Bob Keebler’s Webinar About Retirement Income Planning

  • The Moral Compass Of The Financial Advice Profession Is Being Reset, As Fee-Only Advisors Are Tarnished Again By Scandal

  • The Sad Irony Of Ron Rhoades’ Resignation As NAPFA’s Chairman-Elect; Brought Low For Making A Careless Mistake, He’s Paying For The Sins Of Others

  • These Are The Days When Advisors Earn Their Fees

  • Trone Apologizes To fi360 And Says He Regrets "Going Public With Our Private Dispute"

  • Underscoring Why The Financial Planning Coalition Is Headed In the Wrong Direction, 1,100 Advisors Attended AICPA’s Financial Planning Conference

  • What's So Great About Being An Advisor?

  • Yes, A Fiduciary Standard Will Result In Higher Costs To Consumers, But There Are Solutions To That Challenge

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