Legal Dos And Don'ts When Leaving Your Brokerage And Going Independent Hot
Write Review
TD Ameritrade, a large custodian for RIAs, sponsored a presentation by Peter Savarese of Natoinal Compliance Services about dos and don'ts of going independent, with a focus on how an advisor can avoid legal issues when leaving a brokerage. View Savarese's presentation and listen to the audio.
User reviews
There are no user reviews for this listing.