LPL Seen Getting Securities America Reps If Not The Firm Itself Hot
Write Review
LPL is reportedly actively recruiting from Securities America even as reps there look for an exit ahead of that company's probable sale.
This would make sense, since it would give LPL a decent piece of Securities America's share of the independent broker-dealer channel, while letting CEO Mark Casady avoid taking on what he might consider a "distressed" property.
But it remains to be seen how many reps actually flee Securities America ahead of its sale. It's good to know where your exits are, but jumping for the sake of escape -- and not as part of a planned career transition -- seems at least as dangerous as hanging on waiting for the firm to be sold.
This Website Is For Financial Professionals Only
Despite Its Long Rap Sheet, Merrill Lynch Is Coopting The Fiduciary Message; Thundering Herd Will Beat A Glorious Path To Restoring Investor Trust
Commonwealth Financial Network Announces New Advisor Affiliation Models: You Can Be A Fee-Only RIA And Leverage The BD's Services
2012 Report Identifies Top Five Challenges For Broker-Dealers Along With Industry Trends And Best Practices
Lincoln Financial Advisor Defamation Case Highlights The Limitations Of Brokercheck
User reviews
There are no user reviews for this listing.
