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FRITZ MEYER’S MONTHLY SLIDES AND TRANSCRIPTS
FRITZ MEYER FORTNIGHTLY VIDEO, SLIDES, AND TRANSCRIPT
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2012 Report Identifies Top Five Challenges For Broker-Dealers Along With Industry Trends And Best Practices
AARP Joins Fiduciary Debate Alongside CFP Board, Financial Planning Association, And Other Consumer And Professonal Associations To Oppose Broker/Dealers And SIFMA
Advisor Group's FSC, Royal, And SagePoint B/Ds To Use Docupace For Document Management
AIG Advisor Group Gets Aggressive About "Open Architecture" As A Differentiator
Ameriprise Close To A Deal With Securities America Clients?
Ameriprise Moves To Console Shareholders...But The Stock Has Weathered The Securities America Situation Quite Well
Another Brokerage Firm Tied To Provident Royalties Shuts Down
Are The Wirehouses That Eager To Explore Independent Models, Or Will Profit Remain The Main Motive?
Are You Really “Independent” Before You Have Your Own RIA?
California Workers Compensation Firm Decides Independent Reps Are Employees After All
CapWest, Another Broker-Dealer That Sold Private Placements, Winds Down Its Business
Cerulli Warns Of "Warnings" Ahead For Already-Shrinking Wirehouses
Commonwealth Adds Broadridge's Forefield Applications To Research Package At No Cost To Advisors
Don't Expect LPL To Buy A "Discounted" Securities America
Dually Registered Advisors Are More Complicated, But Are The Best Solution For Many Advisors Going Independent Or Considering Starting An RIA
Edward Jones Adds UMAs To Its Advisory Platform
Financial Services Institute Clarifies Its Use Of "Independent Financial Advisor," Stance On RIA SRO
Financial Services Institute Now Speaks For 35% Of Independent Broker-Dealer Channel
Financial Services Institute Still Growing
Find A B/D That Fits In A World Where One-Size Does Not Fit All
FINRA Conducting Swath Of Investigations To Get To Know Broker-Dealer Practices
For Elite Advisors, Relationship Development Extends Beyond Clients To Firm Management
Industry Group Fighting California's Efforts To Generated Added Paperwork For All Independent Contractors
Investors Want "Objectivity" From Advisors, But They Don't See That As Being The Same As "Independence"
Is First Allied Securities Splitting With Its Corporate Parent?
LPL Beats The Industry On Recruiting, Touts RIA Growth In Its Latest Earnings
LPL Seen Getting Securities America Reps If Not The Firm Itself
LPL's Prodigal Top Producer Returns As Plans To Start New Brokerage Firm Fizzle
LPL's Top Broker Breaks Away To Stay Ahead Of Competitors
More Legal Pain For Securities America, Other Private Placement Brokers
New Fidelity Study Shows Advisory Teams Make Significantly More And Manage Almost Twice As Many Assets As Solo Practitioners
North Carolina's SECU Brokerage Cleared Of Real Estate Suitability Charge
Old Unsuitable Securities Sales Finally Catch Up With LPL
Private Placements Claim Another Brokerage Firm?
Pro-IBD Financial Services Institute Expands Its Lobbying "War Chest"
Raymond James Not Eager For M&A Either - Who Will Buy Securities America?
Ripple Effect From Madoff-Stanford Era May Touch Advisors As Well As Clients
S&P Warns It Could Get Bumpy For Brokers, But Thinks Independents Will Hold Up OK
Scathing Column On Securities America Sales Practices By Minneapolis StarTribune Is Blind To Ameriprise's Mistakes
Securities America Is Indeed Up For Sale As Ameriprise Quits The Independent Channel
Small Independent Broker-Dealers Are Facing Growth Challenges
Social Media Adoption By RIAs and Broker/Dealers
Summit Investigates Former Affiliate For Potential Embezzlement
Ted Charles Gets $14 Million Transition Out Of Investors Capital
Think Outside the Box and Negotiate a Better Deal
Tiburon Advisors Discounts The Prospect Of Another Brokerage Firm Buying Investors Capital
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CFP
®
Ethics Class
after signing up for A4A's $60 quarterly membership, featuring
Fritz
Meyer, Bob Keebler, and Craig
Israelsen.