Should FINRA Be The SRO For RIAs?
Webinars
User reviews
8 reviews with 3 stars
8 results - showing 6 - 8
« »
Ordering
(Updated: July 21, 2011)
3.0 |
||
| Average Attendee Rating | ||
| Poor | Average | Excellent |
I feel like the intentions of FSI are good, but I am just not convinced that FINRA should be the SRO for RIA's. However, changes do need to be made in our industry so I applaud them for trying to correct this issue.
Was this review helpful to you?
(Updated: July 21, 2011)
3.0 |
||
| Average Attendee Rating | ||
| Poor | Average | Excellent |
-
Was this review helpful to you?
(Updated: July 21, 2011)
3.0 |
||
| Average Attendee Rating | ||
| Poor | Average | Excellent |
-
Was this review helpful to you?
8 results - showing 6 - 8
« »
