Do consumers lack confidence in investment advisors because regulatory compliance is based on an advisor’s business model rather than on the services provided to clients? Does the double standard undermine consumer confidence? What’s the solution?
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Welldone and well delivered.
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I was pleased with the topic and the speakers. I felt the FSI input is appropriate and meaningful. I am an LPL Financial rep and operate primarily as a fee-based practice using LPL's advisory. I am a strong supporter of FSI and wish all reps would join and support our industry in Washington.
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Excellent information and good insight.
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good info
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FSI's views on the SRO issue are well-known. Presenters did a good job of summarizing their case. Good to hear their prediction of the timeline this action is on.
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