Should FINRA Be The SRO For RIAs?
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(Updated: July 21, 2011)
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Good, but left out some slides that had important info on them
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(Updated: July 21, 2011)
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FSI's views on the SRO issue are well-known. Presenters did a good job of summarizing their case. Good to hear their prediction of the timeline this action is on.
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