Evaluating RIA Business Models
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For advisors going independent, choosing the right business model is crucial.
- Should you join an existing RIA or start your own?
- Should you affiliate with a broker/dealer and use the B/D’s RIA?
- Are you the relationship manager or the portfolio manager?
- Can you register your new RIA while you’re still an employee at a brokerage?
At this free webinar, you’ll receive guidance on these key issues and other important decisions you must make when going independent.
Speaker:
Chris Winn, a co-founder of AdvisorAssist™, who has 17 years of experience in regulatory compliance and has supported the startup and growth of hundreds of independent advisory firms and registered reps.
This webinar is approved for IMCA CE credit.
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Excellent Presentation
Mr. Winn's tree-top view of the crucial considerations for breaking away to form an RIA was enlightening. I am sure that even established RIA's will find the points covered in this presentation worthy of review.
Those in your network looking at making the move from B/D to independent RIA will benefit greatly from Mr. Winn's experience and expertise.
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