RIA PPP Disclosure Requirements
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Cathy Vasilev06/07/20 4 PM EST Program Id: NO ID
RIAs that receive a PPP loan must disclose it on ADV Part 2 under Item 18, raising many questions for RIAs. Compliance consultant Cathy Vasilev, founder of Red Oak Compliance Services of Austin, Texas, has spent the past two months seeking answers from the SEC to RIA questions and shares her expertise in this 14-minute update for A4A members.
More than 50 hours of CFP® CE credit and more than 100 hours of Investments & Wealth Institute® credit on replays available 24/7 to paying members ($120 annually) of Advisors4Advisors.com. CPAs are eligible to receive CPE for attending live webinars only. To learn how to receive continuing professional education credit viewing webinar replays, please see our detailed instructions.
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