Keeping client records in the “cloud” is a good option for many advisors, but you have to be aware of some important compliance considerations when using cloud-based solutions.
At this webinar we will cover:
- Why consider the cloud?
- Compliance rules and regulations
- Due diligence required of cloud providers
- Privacy and data security
- Compliance benefits
- Common mistakes
Speaker Chris Winn is founder and managing principal at AdvisorAssist, a management consulting firm serving advisors, and he has 17 years of experience in regulatory compliance for RIAs, reps, and B/Ds.
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Really appreciated the information. It was very helpful.
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Great. More of this theme will be good.
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Well done
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super helpful, especially to show the Boss
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