Broker-Dealers
UBS Spares Brokers While It Cuts 3,500 Other Jobs, Including Plenty In The U.S. Home Office
Successful recruiting in the United States has not generated enough revenue to keep UBS from announcing significant layoffs worldwide.
FSC Finds New CEO After Five-Month Search
The Advisor Group has promoted from within to fill an opening at the top of one of its three broker-dealers.
That Was Quick: First Allied Securities Goes Independent With Private Equity Help
Barely a week after buzz started to circulate about First Allied Securities splitting from parent Advanced Equities, the deal has happened -- with private equity assistance.
Ladenburg Allocates Up To $70 Million For Follow-Up Securities America Payments
A bit more detail is emerging on the Securities America sale, but the terms still seem on the "distressed" side.
Is First Allied Securities Splitting With Its Corporate Parent?
Management at one of the biggest independent broker-dealers out there is reportedly talking about buying the company from its current owners.
More Articles ...
- Raymond James Grabs Father-And-Son Team From Merrill Lynch
- Distressed Price For Securities America Ends The Suspense -- And Now Reps Can Make An Informed Choice
- Commonwealth Launches Model-Driven Portfolio Management System
- Still More Smith Barney Reps Flee Morgan Stanley -- This Time, Going To Baird
