RIA PPP Disclosure Requirements

Cathy Vasilev
06/07/20 4 PM EST Program Id: NO ID

RIAs that receive a PPP loan must disclose it on ADV Part 2 under Item 18, raising many questions for RIAs. Compliance consultant Cathy Vasilev, founder of Red Oak Compliance Services of Austin, Texas, has spent the past two months seeking answers from the SEC to RIA questions and shares her expertise in this 14-minute update for A4A members.  

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