Practical Tips For RIAs To Move To The Cloud Compliantly

The cloud has matured and RIAs are now starting to embrace it. But where do you start?

This session will present practical tips for RIAs to move their office to the cloud in a compliant manner.

At this session, you will learn how to:

      •    develop an IT use policy
      •    design for business continuity
      •    guard against data loss
      •    protect client privacy
      •    compliantly store data
      •    decide between Office 365 and Google Apps
      •    evaluate email and social media archiving solutions

Presenter Chris Winn is founder and managing principal at AdvisorAssist, a management consulting firm serving advisors, and he has 17 years of experience in regulatory compliance for RIAs, reps, and B/Ds.

Presenter Craig Brauff is CEO of Erado Message Control Solutions, a social media and email compliance solution. In addition to owning a data center, Brauff is an economist, programmer, and a successful  entrepreneur.
 

This webinar is eligible for IMCA® credit.