As Congress wrestles with historic reforms in the way Wall Street conducts business, the fate of advisor regulation hangs in the balance. While Washington’s focus has been on gaps in banking regulation and systemic risk, lesser-known reforms will have a lasting impact on the way advisors run their firms.
In this webinar, you'll learn about reform proposals including:
Guest speaker Duane Thompson is president of Potomac Strategies LLC, a bipartisan government relations firm. Potomac provides federal representation before Congress, legislative analysis, and strategic communications to companies in the financial services industry, and it is focused on the independent advisor channel. Thompson is a former managing director of the Financial Planning Association’s Washington lobbying office. He has 20 years of experience as a registered federal and state lobbyist and was named Lobbyist of the Year in 2005 by Compliance Reporter.
This webinar is approved for IMCA CE credit.
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Terrific!
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one of the best, bringing some sense to a complex, changing topic; thanks, Andy and Duane.
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I think it was very helpful.
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Wish we had more time for this presentation. Informative and necessary.
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Very timely and informative
Since 2009, Advisors4Advisors has streamed CE webinars approved for credit by CFP Board, IWI, and NASBA.
-- CFP®, CPA, CPA/PFS, CIMA®, CFA® continuing education credit live or on-demand
-- Fritz Meyer, Craig Israelsen, Bob Keebler, Frank Murtha
-- CE badges
-- Classes added when S&P 500 corrects 10% and in times of crisis
-- CE aligned with FINRA-reviewed content from Advisor Products
-- earn and maintain Certified Financial Counselor™ certificate