Compliance Features For Advisors In Microsoft Office 365
You can configure and use Microsoft Office 365 to help meet SEC, state, and FINRA regulations, including:
• Security permission levels
• Hold, Search, Investigation
• How to archive
• What gets archived
• Progress toward SEC 17a-4 compliance
At this session, we’ll show you how to benefit from the Microsoft Cloud’s enterprise. These features were engineered based on Microsoft’s 30 years of experience in developing systems for regulated businesses. These advanced settings in Microsoft’s cloud enables owners and operations officers of advisory firms to automate policies and processes and use features you get with Office 365 for about $23 a month per team-member.
Office 365 Training for Advisors is a series of 12 monthly classes, available 24/7.
The series started in January 2015 and now gives you access to 19 classes about managing Office 365 rated 4.5 stars or more by financial professionals.
Robert Clark, an expert in marketing automation, teaches what you need to know to manage your practice using Office 365.
This webinar is eligible for 1 live CPA CPE credit.
More than 50 hours of CFP® CE credit and more than 100 hours of Investments & Wealth Institute® credit on replays available 24/7 to paying members ($120 annually) of Advisors4Advisors.com. CPAs are eligible to receive CPE for attending live webinars only. To learn how to receive continuing professional education credit viewing webinar replays, please see our detailed instructions.
User reviews
I am unclear if this applies to E3 subscriptions. If so, the screenshots do not match what I see when I try to duplicate. Perhaps a 'hands-on', very slow class would help. For instance, a retention policy screen requires me to type in the URL but I do not know which ones. My main login is not an acceptable choice. Loved the webinar but I need to review it slowly and have more information.
