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  • $376,000 Arbitration Loss Opens Rare Window Into the Ken Fisher "Method"

  • Most Investors Don't Understand Differences Between Fiduciary and Suitability Standards

  • Schwab Is Instituting Automatic Suitability Warnings On Exchange Traded Notes (ETNs)

  • SEC Examiners Cracking Down On Unsuitable Sales Practices And Annuities While FINRA Tackles "Risk-Free" Structured Products

  • SEC Shifts The Hot Seat On Structured Product Sales From Due Diligence To Suitability

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You'll be emailed a discount coupon for $30 off the CFP® Ethics Class after signing up for A4A's $60 quarterly membership, featuring Fritz Meyer, Bob Keebler, and Craig Israelsen.