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FRITZ MEYER’S MONTHLY SLIDES AND TRANSCRIPTS
FRITZ MEYER FORTNIGHTLY VIDEO, SLIDES, AND TRANSCRIPT
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$210 Million Settlement May Force Morgan Keegan Sale
300-Advisor Firm Winds Down Its Business, Blaming Broken Industry Model, Not Private Placements
Advisory Firms Can Be Worth Millions, But You Have To Plan Ahead For A Potential Sale
Advisory M&A Flattened Out Last Year And Last Quarter, But Custodians Say The Lull Was Temporary
Analysts Point To Stifel As Likely Morgan Keegan Buyer
Buyers For Securities America, Morgan Keegan May Be Scarce, Recruiter Says
Capital Is King, Says Acquisition-Hungry Advisor Group CEO
Colorado Advisory Firms Combine Forces To Create $240 Million National Powerhouse
Commonwealth, Cambridge Capture Securities America Advisors Generating $24 Million A Year
Consolidation In The RIA Business Could Increase Competition For Smaller Firms
Consolidation In The RIA Space Continues As Deals Get Bigger
Dan Wiener Buys $700 Million In AUM From E*Trade
Don't Expect LPL To Buy A "Discounted" Securities America
Famous Sports Clientele Was Key To Recent RIA Sale
Freedom And The Chance To Consolidate Beckoned Schwab Advisor M&A Chief To Break Away For Himself
Going Independent Means Better Exits For Retiring Advisors
If The Mutual Fund Store Is For Sale, Nobody Told Founder Adam Bold
It's Not A Merger; It's Not A Buy-Out; It's A Partnership For Growth
Ladenburg Thalmann Reportedly Stepping Up For Securities America
LPL Buys Major UMA Integrator Concord Wealth Management
MF Global Collapse Frustrates Would-Be Buyers As Morgan Keegan Negotiations Drag On
More Details On The Implosion Of The Phoenix Office Of GenSpring, The Nation’s Largest Private Wealth RIA
Morgan Keegan Buyer May Get $200 Million In Seller Financing
Morgan Keegan Parent May Decide To Sell Itself Instead
Personal Branding Can Make Your Business Less Valuable, Transition Gurus Say
Raymond James Bows To The Inevitable And Buys Morgan Keegan
Raymond James Letting Morgan Keegan Reps Join As Either Employees Or Independent Reps
Raymond James Reportedly In The Running For Morgan Keegan Despite Earlier Denials
Raymond James Rolls Out Retention Deals To Keep Morgan Keegan Advisors From Jumping
RBC Not Interested In M&A, Wealth Management Chief Says
Reuters Says "Smart Money" Is Placing Bets On RIA Buyouts; Good News For RIAs But It's Risky Business
RIA Consolidation Numbers Prove Controversial, But Activity Keeps Chugging Along
SagePoint Buys Small Nebraska Brokerage Firm To Deepen Its Community Bank Focus
Schwab Sees Growth, Cash Flow Fueling RIA M&A Boom
Schwab's $1 Billion OptionsXpress Merger Shows The Industry How It's Done
Securities America "Loyalty Oath" May Indicate Sale Is Near
Securities America Is Indeed Up For Sale As Ameriprise Quits The Independent Channel
Securities America Ramps Back Up With Advisor M&A, Recruiting Initiatives
Smaller Industry M&A Continues Unabated
State Of The Industry: Largest RIAs Managing More Assets As Consolidation Continues
Stifel Returns To The Morgan Keegan Bargaining Table As Private Equity Buyers Get Cold Feet
SWS Gets Unsolicited Buyout Bid From Sterne Agee
SWS Rebuffs Sterne Agee Takeover Bid In Extremely Strong Terms
Tampa-Based Hybrid Advisory Network Adds 75 Advisors, $1.1 Billion In AUM
UBS Again Denies Rumors Of Wells Fargo Takeover, Advisors Fear "Social Demotion"
United Capital Rolls Up Another Advisory Firm, This Time $600 Million Peak Capital In Dallas
United Capital Swallows $170 AUM Planning Firm Vantage Point To Beef Up Its Philadelphia Presence
Was LPL Interested In Buying Investors Capital After All?
Wells Fargo Sells H.D. Vest To Private Equity Firm Parthenon
What A Sale Of H.D. Vest Says About The Accounting Channel
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