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  • Advisors Less Than Convinced That Obama Policies Have Led The U.S. Out Of Recession

  • Bachus-McCarthy Bill Exempts Those With Wealthier Clients, Leaving Small Firms To Bear The Bulk Of The Burden

  • Banks, Congress Still Bickering Over Consumer Finance Bureau

  • Baucus Proposal To Liquidate IRAs Within Five Years Of Death Meets Its Own Death

  • CFPB Still At The Center Of Congressional Dodd-Frank Bickering

  • Chair Of House Committee Supporting FINRA As Regulator Of RIAs Faces Insider Trading Probe

  • Congressional Hearing On Bachus-McCarthy Bill Yields Inconlusive Delay

  • Congressional Pressure Is Building For Fiduciary Redefinition

  • Dodd-Frank "Too Popular" To Kill Outright, Barney Frank Says

  • Dodd-Frank Costing $417 Million This Year, According To New GAO Report

  • Dodd-Frank Legislation To Be Reviewed During Entire Month Of July

  • Draft House Bill Shows Congress Is Leaning Toward An RIA SRO

  • Elizabeth Warren Can't Catch A Break For The CFPB

  • FINRA Puts SRO Priority On Back Burner, Noting Little Momentum In Congress In Support Of The Measure

  • FINRA Spent More Money Lobbying Congress Last Quarter, But Guess Who Spent Five Times As Much

  • FINRA's Estimate Of Cost Of Establishing And Maintaining An SRO For RIAs Challenged By Coalition Representing RIAs

  • Funding Compromise For SEC May Be Worst Of Both Worlds

  • House Republicans Fire Back At What They See As An Out-Of-Control SEC

  • Mary Schapiro Gears Up For 2012 SEC Budget Fight, Clarifies Goals

  • Mary Schapiro Pleads The SEC's Case For More Money, But Does The Independent Audit Help Or Hurt Her?

  • Mary Schapiro Still Committed To Universal Fiduciary Standard, Warns On SEC Funding Issues

  • Michael Oxley Registers To Lobby For FINRA To Regulate RIAs

  • New House Budget Proposal Trims Dodd-Frank But Leaves Most Of The Reforms Intact

  • Public Stand On The Debt Ceiling Earns D.C. Advisor The Wrath Of Rush Limbaugh, Others

  • Raising Taxes On The Wealthy Is Increasingly The Sticking Point In Fiscal Cliff Negotiations

  • Ranking House Financial Services Committee Member Frank Introduces Legislation To Merge SEC And CFTC

  • RIAs Don’t Seem To Care Very Much About The Regulatory Debate; Reaction To Last Week’s FINRA-SRO News Was Muted

  • SEC Gropes Toward A Cost/Benefit Analysis Of Advisor Reform

  • Senator Durbin Leads Fight In Congress To Restore SEC Budget Request

  • Shoot The Fiduciary Messenger? Or Use The Debate To Spark Propitious Thinking...

  • Video: Congressional Panel On Advisor Regulation

  • What The SEC Plans To Do If The Government Shuts Down

  • With Tax Law Changes So Uncertain, How Should Advisors Approach Year-End Tax Planning?

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You'll be emailed a discount coupon for $30 off the CFP® Ethics Class after signing up for A4A's $60 quarterly membership, featuring Fritz Meyer, Bob Keebler, and Craig Israelsen.