Advisor Compliance Update

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39 reviews with 4 stars

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(Updated: April 15, 2010)
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(Updated: April 15, 2010)
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Very timely - and your intro question was a classic. Here is a line from a former RIA, " IF YOU LET SOMEONE (else) HAVE ACCESS TO YOUR MONEY, (that person) WILL STEAL IT". What a surprise. And, now we have it "codified". I feel so much safer, now.

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(Updated: April 15, 2010)
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Thank you. Chris did a good job, considering the material was a little dry.

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(Updated: April 15, 2010)
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