2020 Compliance For RIAs
Webinars
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Quite good and much needed. Being able to hear from and query a "compliance insider" for that nitty gritty detail knowledge of "what the heck do those regulators want?" is a massive value add to the advisor community. TY for doing this. And well done, Cathy... you are a professional, and a delightful speaker.
Sincerely, Bob Pedrick
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Always good to get updates & learn something new.
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Great detail on cybersecurity.
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good job; provide a lot of important information.
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