2010 Compliance Planning For RIAs

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9 reviews with 3 stars

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(Updated: October 29, 2009)
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(Updated: October 29, 2009)
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Very broad overview, would have liked more specific coverage of SEC focus and changes for 2010

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(Updated: October 29, 2009)
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(Updated: October 29, 2009)
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Too much "intro" Good content from Chris Winn

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