2010 Compliance Planning For RIAs
Webinars
User reviews
58 reviews with 4 stars
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Excellent refresher for improving your compliance program.
This webinar was very instructive. It was very thorough and helpful for me.
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(Updated: October 29, 2009)
4.0 |
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Good information. Condense and do more frequently.
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(Updated: October 29, 2009)
4.0 |
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It's compliance - omg
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(Updated: October 29, 2009)
4.0 |
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Important issues most advisors don't work with on a daily bais
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(Updated: October 29, 2009)
4.0 |
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