10 Action Areas For CCOs
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(Updated: October 29, 2015)
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(Updated: October 29, 2015)
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Very interesting and thought provoking. Compliance is important to me but is intimidating. Since most of us in the industry are doing our best to serve our clients and our profession, I wish compliance would be less adversarial and more assistive in helping us tune up our practices.
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(Updated: October 29, 2015)
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Well done! Advisors always need to be reminded of compliance.
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(Updated: October 29, 2015)
john kennethl972
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Terrific presentation! Invite them back anytime and I will attend.
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(Updated: October 29, 2015)
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good overall -hard to be specific with so many topic areas in one presentation-but done effectively
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