Regulatory
Fighting The Regulators Pays Off For A Shocking Number Of Firms Accused Of Misconduct
It's easy to forget, but a lot of firms -- large and small, and presumably innocent and guilty as well -- fight FINRA and SEC enforcers and win.
Elizabeth Warren Can't Catch A Break For The CFPB
Another tense day in Washington for Elizabeth Warren forced her to yet again defend the Consumer Financial Protection Bureau from enemies in Congress looking for a scandal in the making.
Schapiro To House: SEC Needs $1.4 Billion To Hire 780 New People
Mary Schapiro sent much the same message to the House this week as she previously communicated to the Senate: The SEC needs every cent of proposed funding in order to achieve its Congressionally appointed goals.
