Hensarling is the incoming chair of the House Financial Services Committee. Borzi is assistant secretary for the DOL’s Employee Benefits Security Administration.
 
Departures that will have an impact include that of Barney Frank (D-MA) who co-authored the Dodd-Frank Act and Maxine Waters (D-CA) who introduced a user fees bill last year to stymie the self-regulatory organization (SRO) bill put forth by Rep. Spencer Bachus.
 
Hensarling stated that he considers his new role to be that of regulating the regulators. Word is that he will put the SRO bill on the back burner but FINRA is likely to continue to push for the legislation.
 
Borzi is newly reappointed for four more years in her position. The greatest impact on advisor businesses may come from the EBSA’s revision of the definition of a fiduciary under the Employee Retirement Income Security Act (ERISA).
 
The SEC’s Walter will face deadlocks from a 2-2 split of commissioners as she faces clear opposition from the two Republicans. So it will be difficult for her to gain a majority for any of the rule-making proposals still on the table.

 

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With classes approved for over a decade by the CFP Board, IWI, and NASBA, Advisors4Advisors CE classes are an optimal knowledge stream for CFP®, CIMA®, CPA, CPA/PFS®, CFA®, and other practitioners. It's not a grab bag of speakers willing to sponsor CE content. Nor is it a one-man CE course. It's a group of subject matter experts with amazing communication skills and a history of thought leadership that, together, give advisors a well-rounded knowledge system for running a professional practice ethically and intelligently.

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A4A CE classes for financial professionals began in October 2008, the week Lehman Bros. collapsed. Initially billed as “The Financial Crisis Webinar Series,” A4A connects advisors with authoritative sources on investing, tax, and financial planning, chosen by A4A Editor Andrew Gluck, a veteran financial reporter. A4A members get a stream of CE classes for an advisor who: 

  • holds a CFP®, CIMA®, CPA, CPA/PFS, CFA or other designation requiring CE annually 
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  • invests based on MPT and economic fundamentals
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  • needs financial counseling skills
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It is not possible for me to overstate the cumulative value that Craig and Fritz have added for over 10 years to my investment advisory practice, as well as for personal and family financial planning. A4A gets my highest recommendation
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I’ve subscribed to A4A since its inception, and always find it intellectually stimulating and on point. It’s one of the few CE solutions out there that doesn’t waste my time by pushing product or talking down to me.

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Pete Deacon, CPA, CFP®
A4A has had a profound effect on my business. Since 2009, I’ve relied on the consistent messaging and updates to run my business successfully. Being able to present the information from Fritz, and Craig's ongoing CE webinars has been a significant benefit.

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Fredric Mayerson, MBA, PhD, CFP®
I've been a financial professional and professor of finance for 35 years and find Fritz Meyer to be among the most engaging, incredibly knowledgeable, and experienced presenters I’ve encountered. They deliver an extraordinary amount of information in an extremely interesting way — sequentially and developmentally, utilizing pedagogical tools and techniques that few possess.  A4A to is the most consistently excellent CE program available.  
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I’ve been attending A4A many years because the CE classes are outstanding, and my time is valuable. Though I have over 35 years of experience, I’m always learning something new on A4A. I attend fewer conferences now because the CE is generally not advanced. If you want to learn from the best, in a faster, easier, and less expensive way, I highly recommend A4A.

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I’ve been a member since 2011 and never miss the monthly webinars with Fritz Meyer. I appreciate Fritz’s independent views on the economy keeps me updated on excellent  planning ideas. A4A is a great value!

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Norman Politziner, CFP

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I get CPA CE credit and CFP credit for the webinars.  But not only that, the A4A content is terrific