The House Appropriations Committee defended its position that the SEC doesn’t deserve more money, saying management at the SEC needs to be improved instead of the additional funding it is requesting.
The question of whether the SEC should have picked up on the Madoff scandal earlier in its development is one that officials are asking FINRA, as well. One official says that FINRA should have reviewed internal controls at Madoff’s firm and another says that FINRA did not have jurisdiction.
The Madoff incident has exposed the fragmented realities of the regulatory industry. The industry and Congress have struggled for over two years to pass legislation that would rectify the problem. Even the Dodd-Frank Act has not been implemented fully and the Bachus-McCarthy bill is still under commentary.
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MEMBER REVIEWS
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William Desormeau, Jr.
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It is not possible for me to overstate the cumulative value that Craig and Fritz have added for over 10 years to my investment advisory practice, as well as for personal and family financial planning. A4A gets my highest recommendation
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Lynn Najman, CFP®
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I’ve subscribed to A4A since its inception, and always find it intellectually stimulating and on point. It’s one of the few CE solutions out there that doesn’t waste my time by pushing product or talking down to me.
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| Pete Deacon, CPA, CFP® |
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| I've been a financial professional and professor of finance for 35 years and find Fritz Meyer to be among the most engaging, incredibly knowledgeable, and experienced presenters I’ve encountered. They deliver an extraordinary amount of information in an extremely interesting way — sequentially and developmentally, utilizing pedagogical tools and techniques that few possess. A4A to is the most consistently excellent CE program available. |
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| Ron Roge, MS, CFP® |
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John R. Day, CPA/PFS® |
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I’ve been a member since 2011 and never miss the monthly webinars with Fritz Meyer. I appreciate Fritz’s independent views on the economy keeps me updated on excellent planning ideas. A4A is a great value! |
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Norman Politziner, CFP |
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I wouldn't miss a Fritz Meyer webinar unless my pants were on fire. I've relied on Andrew Gluck's knowledge systems --client communications and CE -- for two decades. It's simply the best solution for tax, financial, investment, and risk-management professionals.® |
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Dan Hawley, CFP® |
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A4A, for over a decade, has been a great resource for useful and accurate information and CE. A4A and Advisor Products are bargains for an advisory practice. |
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Kevin Brosious, MBA, CFP®, CPA/PFS® |
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I get CPA CE credit and CFP credit for the webinars. But not only that, the A4A content is terrific |
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