Scott Martin

ContactScott Martin has been covering the financial markets since 1996 and the securities business since 2001. He was a long-time columnist for Research, market writer at CNNfn.com, and editor of Buyside; his work currently appears in publications like The Trust Advisor, Institutional Investor, and EmergingMoney.com.
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Summit Investigates Former Affiliate For Potential Embezzlement edit
Sunday, April 24, 2011 23:33

Tags: FINRA | independent broker-dealers

A rep who worked with Summit Brokerage Services for about four years has been let go pending the results of a probe into his client dealings.

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According to FINRA, Summit -- based in Boca Raton -- is investigating a former affiliate, Timothy Cochrane of Eureka, Kansas, for reportedly misappropriating funds from client accounts.

 

Cochrane was let go on March 10. Since then, his clients have been reassigned to another Summit rep and it looks like his website has been hastily taken down.

 

As yet, no charges have been filed.

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