Marketing And Compliance Essentials For A New RIA

Andrew Gluck
12/17/09 4 PM EST
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When going independent, how can you quickly and cost effectively begin marketing?

And what are the compliance issues you must deal with?

 

In this webinar, you'll learn about the essential tools for helping you market your newly independent RIA and their compliance solutions:

  • Creating a dynamic marketing website
  • Email newsletters to support your message
  • Securely sharing documents with clients
  • Turn-key client newsletters
  • Advertising rules on websites, e-newsletters, and other materials
  • Which marketing materials must be archived
  • Common compliance mistakes in RIA marketing

Speakers

Chris Winn, a co-founder of AdvisorAssist™, who has 17 years of experience in regulatory compliance and has supported the startup and growth of hundreds of independent advisory firms and registered reps.

Andrew Gluck, a veteran financial reporter who is editor of Advisors4Advisors.com and founder of Advisor Products Inc., which provides marketing solutions to 2,000 independent advisory firms.  


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(Updated: December 16, 2009)
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I wish I could pay you what you are worth. Every webinar that I have attended has proved to be most valuable. Thank you so very much for doing what you do.

Sincerely,
Brenda

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It would be nice to have the slides to write on as the prestation continues.

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