Ways RIAs Can Reassure Clients


If you are interested receiving notification of the continuing drumbeat of advisor frauds being uncovered almost daily, I’ve been “tweeting” the headlines about them. Follow me on Twitter to receive these notifications. Here’s the recent crop of those tweets:

· SEC Obtains Asset Freeze of Florida-Based Investment Adviser Defrauding Investors http://bit.ly/oVNXR
· SEC Charges Connecticut-Based Hedge Fund in Multi-Million Dollar Fraud http://bit.ly/6T3ju
· Hennessee Group, A High-Profile Hedge Fund Research Group, Just Charged by SEC with Failing To Do Proper Due Diligence http://bit.ly/j53yh
· SEC Halts Multi-Million Dollar Fraud Conducted by Philadelphia-Area Investment Adviser http://bit.ly/BaVZx
· One-Time Quarterback for Football's NY Giants Confesses to Defrauding Investors @ http://bit.ly/178N3r


Read Full Article

This Website Is For Financial Professionals Only