Industry
Ameriprise Close To A Deal With Securities America Clients?
By the time you read this, there's a good chance Ameriprise lawyers have settled with aggrieved ex-clients of Securities America. But the drama won't stop there.
Ameriprise Thaws A Tiny Bit On "Progress" In Securities America Negotiations
After an extremely quiet week in which Ameriprise kept its communications on troubled affiliate Securities America mostly internal, the company has issued an unusually terse statement.
Ameriprise Moves To Console Shareholders...But The Stock Has Weathered The Securities America Situation Quite Well
Strange detail in the unfolding Securities America saga: parent Ameriprise moved relatively decisively to comfort shareholders while advisors are (at least publicly) in limbo.
United Capital Swallows $170 AUM Planning Firm Vantage Point To Beef Up Its Philadelphia Presence
Acquisition-hungry Newport Beach wealth manager United Capital is at it again, this time buying a Philadelphia financial planning shop and its $170 million in AUM.
Independent Broker-Dealers Plead For Lower SIPC Fees
Representatives of the National Association of Independent Broker-Dealers (NAIBD) are actively lobbying with the SIPC to lower their fees back to pre-Madoff levels.
More Articles ...
- National Advisors Trust Now Signing Previously Reluctant RIA Relationships
- Securities America Advisors Keep An Eye On The Exits, But Ameriprise Will Probably Step Up
- Virginia Broker-Dealer Taps $125 Million War Chest For Aggressive Expansion
- Local Media Now Speculating That Securities America Is Fighting For Its Life
