Industry

Buried In The Newly Released 2011 Survey Of Trends In The Financial Planning Industry: Serious Challenges To The CFP Profession

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For about 15 years, the College for Financial Planning annually released its “Trends In The Financial Planning Industry,” a comprehensive report on broad industry developments. Only in 2010 did it miss a year. (A spokesman could not respond in time for this post to a question about why the College missed 2010.)

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College of Financial Planning Discovers That Planner Income Declined 12.7% Last Year

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The College of Financial Planning is looking for explanations for a 12.7% dip in financial planners' earnings last year -- and they can't blame the recession.

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Two Merrill Hands Reportedly In The Running To Lead The Thundering Herd

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At least two longtime Merrill Lynch insiders are reportedly on the short list to run the giant wirehouse once Lyle LaMothe leaves this spring. 

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CFPB Still At The Center Of Congressional Dodd-Frank Bickering

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Discussion is getting a little heated as less-than-lukewarm friends of the Dodd-Frank Act in Congress recently held a hearing to determine just how much new regulation will cost the government and, ultimately, taxpayers.

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Black Merrill Lynch Brokers Lose Retention Bonus Discrimination Suit

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Claims that Merrill Lynch systematically gave brokers of color lower retention bonuses during the firms merger with Bank of America have as yet met with deaf ears.

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