Custodians
LPL Names New Chief Of Independent Advisor Services
Mimi Bock has come to LPL to help them deepen their focus on bringing independent advisor firms to their traditionally broker-driven platform.
Scottrade Giving Affiliated RIAs A Discount On MoneyGuidePro
To woo more advisory firms to its custody platform, Scottrade is offering what amounts to wholesale pricing on MoneyGuidePro software.
Raymond James Puts "Major Focus" On Building Its RIA Custody Business
Having established itself as a multi-channel force in the brokerage world, Raymond James is turning toward ways to bring RIAs into the fold.
Is Tom Bradley's Promotion To Run Retail Distribution At TD Ameritrade Good For RIAs?
After running TD Ameritrade’s RIA custody business for over a decade, Tom Bradley is being promoted to run retail distribution at the giant discount brokerage, and that could be good news for RIAs.
TD Ameritrade Promotes Tom Nally To The Head Of Its Advisor Business
In a surprise move, the head of TD Ameritrade's retail brokerage operation has broken away to run an advisory firm, forcing a change in the org chart.
