Advisor Business
House Republicans Fire Back At What They See As An Out-Of-Control SEC
If the SEC needs $1.5 billion to pursue an expanded mandate, Mary Schapiro's Congressional opponents are now suggesting that maybe that mandate simply needs to stop expanding.
Independents Characterize UBS Libor Probe As Yet Another Black Eye For The Wirehouses
News that UBS is in trouble again -- this time for allegedly manipulating interest rates -- was all the rage among independent-minded advisors yesterday and will undoubtedly raise new questions about the big banks' ethics.
75% Of Advisors Expect Double-Digit Revenue Growth This Year, But Where Will The Clients Come From?
According to a much-touted survey from Russell Investments, 75% of all the advisors out there expect to bump up their revenue this year by 10% or more, but there are questions about how everyone can do that at once.
Wells Fargo May Yet Find A Blockbuster Acquisition Target In UBS
Rumor has it acquisition-hungry Wells Fargo is resurrecting the merger talks with UBS that Wachovia started two years ago.
UBS, Citi Balk At Madoff Trustee's Attempts To Expose "Innocent Bystanders"
The stink of anything Madoff-related has gotten at least two of the banks that set up "feeder funds" for him to challenge a court order to protect their employees from reprisals.
More Articles ...
- Mary Schapiro Pleads The SEC's Case For More Money, But Does The Independent Audit Help Or Hurt Her?
- Securities Lawyer's Frustration Over SEC Pornography Scandal Hits FOIA Brick Wall
- Bankers Making An End Run On Ownership Of The "Fiduciary" Designation And Brand
- SEI Advisor Network Added 400 RIAs With $5 Billion In AUM
