Advisor Business

Pamphlet For A Single Fiduciary Standard For Financial Advisors Could Be Recalled As A Seminal Document When The History Of The Profession Is Written Decades From Now

http://iimagelibrary1.advisorproducts.com/images/igallery/original/101-200/crisis_conditions__1046_-187.jpg
In a document that reads like a preamble to a single fiduciary standard for financial advisors, Ron Rhoades, an expert on the ethics of financiial advising, has spelled out legal, intellectual, and moral imperatives for regulatory action that would change the relationship between American consumers and advisors. Rhoades’ immediate goal is to support the Department of Labor and Employee Benefits Security Administration effort to apply ERISA’s fiduciary standard of conduct properly. However, when the history of the financial advice profession is written decades from now, this documen

Read more ...

MoneyBlock, An Online Independent BD Focused on Reps And RIAs Utilizing Options Strategies, Launches Proprietary Client Management Platform

http://iimagelibrary1.advisorproducts.com/images/igallery/original/101-200/charts_graphs__1129_-129.jpg
MoneyBlock, an online broker-dealer serving independent reps and advisors, today introduced a proprietary platform that offers advisors and clients access to comprehensive online account management tools, real-time portfolio data, and easy order entry.  

Read more ...

Does The Revelation Of Fees Paid To Advisors From Schwab And Fidelity Taint The Perception That RIAs, As Fiduciaries, Are Above Conflicts?

http://iimagelibrary1.advisorproducts.com/images/igallery/original/201-300/crisis_conditions__1085_-226.jpg
Cerulli Associates posted an article today that is sure to enrage some RIAs. It's pretty brave and honest and deserves attention. 

Read more ...

Why A Uniform Fiduciary Standard Isn't The Answer

http://iimagelibrary1.advisorproducts.com/images/igallery/original/101-200/crisis_conditions__1054_-195.jpg
A uniform fiduciary standard won’t change anything if underlying problems plaguing the industry are not fixed first.

Read more ...

MBA VS. CFA: Here's How To Decide Which One To Get

http://iimagelibrary1.advisorproducts.com/images/igallery/original/201-300/crisis_conditions__1086_-227.jpg
For a short story, it's good but anyone considering these options owes it to himself to explore the full range of designations in the private wealth advice field.   A4A recently hosted a webinar in which all of the major designations were discussed.

Read more ...