03/13/09 4 PM EST | IWI |
Jason Sharfman of Corgentum Consulting LLC., which specializes in due diligence of alternative investments, explains that lax RIAs could face the risk of liability and are vulnerable to lawsuits by clients unless they tighten alternative investment due diligence. Sharfman discussed key measures that advisors should take when performing due diligence on alternative investments so that they can better protect their clients.
Please note: due to a technical problem, only the Q&A portion of this session is available in the replay.
This webinar is approved for IMCA CE credit. IMCA ID is 12A4AI001
A4A is a news and professional education solution for a fiduciary who:
-- holds a CFP®, CIMA®, CPA, CPA/PFS, CFA or other designation requiring CE annually
-- values research by Fritz Meyer, Craig Israelsen, Bob Keebler or Andy Gluck
-- broadly diversifies a core of client portfolios in low-expense funds
-- strategically invests based on MPT and economic fundamentals
-- advises on tax and financial planning as well as investing
-- is building a brand as a thought leader locally or in a niche
-- values thought leadership when bad news breaks
-- wants CE aligned with Advisor Products client education platform
-- wants 24/7 CE with objective financial, tax and investment planning news analysis
A4A is accredited by the CFP Board, IWI, and NASBA.