Every RIA is at risk of exposing clients to cyber threat.
Cybersecurity is a growing risk for RIAs. Regulators have taken notice.
They expect RIAs to implement policies and procedures to mitigate cybersecurity risk and protect clients.
In this webinar, Chris Winn, a longtime contributor to A4A, will discuss:
Chris Winn is founder of AdvisorAssist, a management consulting firm focused exclusively on investment advisory firms. AdvisorAssist manages the start-up and transition to help firms get off to a good start. It also provides ongoing support on compliance, practice management and technology to aid in risk-managed growth. Services include strategy, transition management, registration, incubation, vendor selection and compliance program design.
To view the replay of this session, please click here.
To download the slides from this session, please click here.
This webinar is eligible for IMCA® CE, PACE credit toward CLU® and ChFC® designations and CPA CPE credit.
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It really detracts from the presentation when the presenter keeps throwing in "you know" and lots of "uhs" and "umms". It sounds very unprofessional.
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A4A is a news and professional education solution for a fiduciary who:
-- holds a CFP®, CIMA®, CPA, CPA/PFS, CFA or other designation requiring CE annually
-- values research by Fritz Meyer, Craig Israelsen, Bob Keebler or Andy Gluck
-- broadly diversifies a core of client portfolios in low-expense funds
-- strategically invests based on MPT and economic fundamentals
-- advises on tax and financial planning as well as investing
-- is building a brand as a thought leader locally or in a niche
-- values thought leadership when bad news breaks
-- wants CE aligned with Advisor Products client education platform
-- wants 24/7 CE with objective financial, tax and investment planning news analysis
A4A is accredited by the CFP Board, IWI, and NASBA.