Protecting Your RIA From Cyber Threats

Every RIA is at risk of exposing clients to cyber threat.

Cybersecurity is a growing risk for RIAs. Regulators have taken notice.

They expect RIAs to implement policies and procedures to mitigate cybersecurity risk and protect clients.

In this webinar, Chris Winn, a longtime contributor to A4A, will discuss:
 

• • Common misconceptions about cybersecurity
• • Regulator priorities
• • How to be prepared for an exam
• • Best practices in securing your firm
• • Money-movement cyberscams targeting IAs and their clients

Chris Winn is founder of AdvisorAssist, a management consulting firm focused exclusively on investment advisory firms. AdvisorAssist manages the start-up and transition to help firms get off to a good start. It also provides ongoing support on compliance, practice management and technology to aid in risk-managed growth. Services include strategy, transition management, registration, incubation, vendor selection and compliance program design.

To view the replay of this session, please click here.

To download the slides from this session, please click here.
 

This webinar is eligible for IMCA^® CE, PACE credit toward CLU^® and ChFC^® designations and CPA CPE credit.