Protecting Your RIA From Cyber Threats

Protecting Your RIA From Cyber Threats
Christopher Winn
12/05/14 4 PM EST
Live CPA IWI
Program Id: 124685011
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Every RIA is at risk of exposing clients to cyber threat.

Cybersecurity is a growing risk for RIAs. Regulators have taken notice.

They expect RIAs to implement policies and procedures to mitigate cybersecurity risk and protect clients.

In this webinar, Chris Winn, a longtime contributor to A4A, will discuss:
 

  • • Common misconceptions about cybersecurity
  • • Regulator priorities
  • • How to be prepared for an exam
  • • Best practices in securing your firm
  • • Money-movement cyberscams targeting IAs and their clients


Chris Winn is founder of AdvisorAssist, a management consulting firm focused exclusively on investment advisory firms. AdvisorAssist manages the start-up and transition to help firms get off to a good start. It also provides ongoing support on compliance, practice management and technology to aid in risk-managed growth. Services include strategy, transition management, registration, incubation, vendor selection and compliance program design.

To view the replay of this session, please click here.

To download the slides from this session, please click here.
 

This webinar is eligible for IMCA® CE, PACE credit toward CLU® and ChFC® designations and CPA CPE credit.


More than 50 hours of CFP® CE credit and more than 100 hours of Investments & Wealth Institute® credit on replays available 24/7 to paying members ($120 annually) of Advisors4Advisors.com. CPAs are eligible to receive CPE for attending live webinars only. To learn how to receive continuing professional education credit viewing webinar replays, please see our detailed instructions.

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(Updated: December 04, 2014)
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It really detracts from the presentation when the presenter keeps throwing in "you know" and lots of "uhs" and "umms". It sounds very unprofessional.

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