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Quarterly Economic Review For Private Wealth Advisors, July 2020
Jul 14, 2020During the Coronavirus epidemic, Advisors4Advisors is publishing free updates...
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The New Math Driving 2020 Roth Conversions
During the Coronavirus epidemic, Advisors4Advisors is publishing important updates free between CE...
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Diversification: How Much Is Enough?
How much diversification is optimal? At this class, Craig Israelsen, Ph.D,: • reviews portfolio diversification over 20 and 50...
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Coronavirus Financial Economic News For Advisors From Fritz Meyer
Class Description At this one-credit class, Fritz Meyer updates consensus forecasts for...
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RIA PPP Disclosure Requirements
RIAs that receive a PPP loan must disclose it on ADV Part 2 under Item 18, raising many questions for RIAs. Compliance consultant Cathy Vasilev,...
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Protecting Your RIA From Cyber Threats
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Every RIA is at risk of exposing clients to cyber threat.
Cybersecurity is a growing risk for RIAs. Regulators have taken notice.
They expect RIAs to implement policies and procedures to mitigate cybersecurity risk and protect clients.
In this webinar, Chris Winn, a longtime contributor to A4A, will discuss:
- • Common misconceptions about cybersecurity
- • Regulator priorities
- • How to be prepared for an exam
- • Best practices in securing your firm
- • Money-movement cyberscams targeting IAs and their clients
Chris Winn is founder of AdvisorAssist, a management consulting firm focused exclusively on investment advisory firms. AdvisorAssist manages the start-up and transition to help firms get off to a good start. It also provides ongoing support on compliance, practice management and technology to aid in risk-managed growth. Services include strategy, transition management, registration, incubation, vendor selection and compliance program design.
To view the replay of this session, please click here.
To download the slides from this session, please click here.
This webinar is eligible for IMCA® CE, PACE credit toward CLU® and ChFC® designations and CPA CPE credit.
More than 50 hours of CFP® CE credit and more than 100 hours of Investments & Wealth Institute® credit on replays available 24/7 to paying members ($120 annually) of Advisors4Advisors.com. CPAs are eligible to receive CPE for attending live webinars only. To learn how to receive continuing professional education credit viewing webinar replays, please see our detailed instructions.
User reviews
It really detracts from the presentation when the presenter keeps throwing in "you know" and lots of "uhs" and "umms". It sounds very unprofessional.
