State Securities Chiefs Speak About RIA Regulatory Overhaul

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Very well done

I encourage all advisors that missed this session to catch the replay when it is posted. Linda, Andrea, and Mike did a wonderful job distilling the information that advisors need to know, including the transition requirements for SEC advisors moving to the states as well as the new ADV 2.

The slides will be very helpful as well as the key points are laid-out in the bullets.

Enjoy!

-Chris

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35 results - showing 1 - 5