Reviews written by markr303

4 results - showing 1 - 4  
 
 
Continuity Planning For Advisors
Webinars
markr303markr303   August 12, 2010
(Updated: August 12, 2010)
5.0
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Advisor Compliance Update
Webinars
markr303markr303   April 15, 2010
(Updated: April 15, 2010)
5.0
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Very informative. I got a lot out of the detailed responses to questions.

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Privacy Law, Data Security And Financial Advisors
Webinars
markr303markr303   November 19, 2009
(Updated: November 19, 2009)
5.0
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Very good. We have a good privacy program in place although the info on Nevada regs was new to me.

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2010 Compliance Planning For RIAs
Webinars
markr303markr303   October 29, 2009
(Updated: October 29, 2009)
4.0
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4 results - showing 1 - 4