Advisor Compliance Update

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48 reviews with 5 stars

92 reviews

 
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(Updated: April 15, 2010)
5.0
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This was one of the most important learning hours in my professional life as an advisor. The new SEC regulatory environment is now so much more complex and scary that just trying to get one's arms around the new regs seems like an almost impossible task. Chris made it a bit more understandable today. For that - I owe him a big thank you. Steve Berman

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(Updated: April 15, 2010)
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(Updated: April 15, 2010)
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THis was one of the best. great information, but very disconcerting

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(Updated: April 15, 2010)
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