2017 Compliance For RIAs

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23 reviews with 5 stars

34 reviews

 
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(Updated: December 08, 2016)
5.0
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Nice job today, Chris. Thanks for the latest up-to-date info on cybersecurity risks as well as SEC exam focus. Today's webinar served as a good review of the latest compliance issues facing RIAs. Chris' delivery in the past few webinars has seemed to place a little less emphasis on simply scaring everyone, and more on addressing problems in a rational manner with workable solutions facing advisors. This is an improvement, because there are plenty of people out there trying to scare us. Thanks!

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(Updated: December 08, 2016)
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(Updated: December 08, 2016)
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Chris is very informed and presents clearly.

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