10 Action Areas For CCOs

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(Updated: October 29, 2015)
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(Updated: October 29, 2015)
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Not very helpful. Once again, another compliance seminar that goes an inch deep and a mile wide. When I find a seminar that covers one or two topics related to FEE ONLY advisors (SEC registered) who don't have a BD affiliation, I will have found something useful. Thanks.

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(Updated: October 29, 2015)
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