Ex-Merrill Exec Gets Only $1 Million From FINRA Hot

0.0 (0)
Write Review


Thain and other Merrill bigwigs were named in the complaint, as were Bank of America executives who later took over Merrill Lynch.


FINRA mandated that BofA Merrill pay $1.2 million of what appears to be a foregone bonus and another $60,000 in miscellaneous costs.



This Website Is For Financial Professionals Only

User reviews

There are no user reviews for this listing.
Already have an account? or Create an account