Brokers Worry About A Dip In Volume Amid Rising Regulatory Duties

Monday, August 15, 2011 07:53
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Brokers Worry About A Dip In Volume Amid Rising Regulatory Duties

Broker-dealers already staggering under new and looming regulations are asking whether a sudden lull in trading activity might drive a few weaker players out of the business.

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Industry watchers say there's a good chance market volume will "flatline" for the rest of the summer, taking broker revenue with it.

 

That, in turn, could be all it takes to shut down a few firms that were already on their way out.

 

Good piece laying out the issues at Investment News.

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