CFP Board Announces Chair Appointments To Disciplinary And Ethics Commission, Advisory Councils

Tuesday, January 29, 2013 10:18
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CFP Board Announces Chair Appointments To Disciplinary And Ethics Commission, Advisory Councils

Tags: CFP Board

Certified Financial Planner Board of Standards, Inc. (CFP Board) yesterday announced the appointments of 2013 Chairs to the Disciplinary and Ethics Commission, Public Policy Council, Council on Education and Council on Examinations.

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 In early November, three members of the Disciplinary and Ethics Commissions resigned after an independent investigation into marketing disclosures led to the resignation of the chairman of CFP Board, Alan Goldfarb.
 
CFP Board is struggling to come to grips with the fact that many CFPs are affiliated with broker/dealers and, thus, run into complicated consumer discolusre rules imposed by CFP Board on registered reps acting as fiduciaries. So these appointments could be important as regulatory rules governing RIAs are being expected to be considered this year by Congress and the Obama Administration.
 

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